Daily Archives - 3 August 2022

FCA confirms new rules to improve oversight of Appointed Representatives (PS22/11)

The FCA has published their policy statement on Improving the AR Regime (PS22/11) giving firms a 4 month window to implement the requirements. The key outcomes the FCA are seeking: Principals understand their responsibilities in relation to ARs, have stronger and better oversight of, and take more effective responsibility for, their...

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