10Mar
Culture & Governance
Improving culture in financial services is a continuing priority for the FCA.
Related Posts
13Jul
Business interruption insurance
Find out how the FCA are seeking legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis and...
read more
09Feb
Prepaid Funeral Plans are being regulated by the FCA.
The FCA consultation starts in Spring 2021 with the finalised rules said to be published later in 2021. For details of... read more
03Feb
FCA supports firms through the transition to implementing the Consumer Duty
As firms continue to get ready for the implementation of the Consumer Duty, the FCA is supporting firms through the... read more
15Oct
The Broker Investment Group Conference 2024
On the 15th October, we attended The Broker Investment Group Conference 2024, held at the Belfry Hotel. It was a fantastic... read more
26May
Broker FSCS levy plummets to £5m for 2022/23 from expected £68m
In November the FSCS’ indicative levy had put the broker bill at £67.7m. See full article here.... read more
05Jun
“Do the right thing” – FCA publishes speech by Therese Chambers (Joint Executive Director of Enforcement and Market Oversight at the FCA)
Published 1st June 2023 Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight at the FCA, delivered at... read more
25Jan
FCA highlights areas of focus for firms implementing the Consumer Duty
After the end of the October 2022 milestone for implementation plans, the FCA requested the Consumer Duty implementation plans from... read more
09Mar
Speech by Sheldon Mills at the recent ‘Countdown to Implementation of the Consumer Duty’ event 22 February 2023
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event,... read more
13Oct
Remote or hybrid working expectations for firms – direct from the FCA
Please click the link for further information... https://www.fca.org.uk/firms/remote-hybrid-working-expectations#webform-submission-page-feedback-form-node-87661-add-form read more
23Jan
REMINDER: Change in Control – PRIOR approval needed…
It is imperative that Individuals or Companies that wish to acquire or increase control in a firm that we regulate... read more