FCA Regulatory Round Up

Claire2025-02-21T09:36:02+00:00

Please see below for the latest from the FCA:

SM&CR regulatory references

Regulatory references are central to the Senior Managers & Certification Regime (SM&CR). They help firms make informed decisions about the fitness and propriety of individuals to whom they intend to assign Senior Management or Certification Functions (or appoint as non-approved Non-Executive Directors). We received feedback on the challenges...

FCA Press Release dated 30th December 2021

Claire2025-02-21T09:36:23+00:00

  From 1 January insurers will be banned from quoting customers a higher price for renewing their home or motor insurance than they would pay if they were a new customer. Click link for full article....  

FCA to introduce new Consumer Duty to drive a fundamental shift in industry mindset

Claire2025-02-21T09:36:23+00:00

  Published 7th December 2021. New plans from the Financial Conduct Authority will ensure a higher and more consistent standard of consumer protection for users of financial services and help to stop harm before it happens. To read the article in full please click here...

FCA release consultation paper CP21/34

Claire2025-02-21T09:36:23+00:00

  To read the paper please click the following link. We will be holding a bitesize session on the findings of this paper on the 23rd December 2021. See training page for details https://www.fca.org.uk/publication/consultation/cp21-34.pdfrd

Managing the Risks of Stress and Burnout

Claire2025-02-21T09:36:24+00:00

During this 1-hour session participants will learn about the effects of stress, how to manage stress, the link between burnout and mental health, and how to avoid burnout. This is an interactive session specially designed to ensure effective learning in a short timeframe within an online environment. By attending this event delegates...

Upping our game – Free Vulnerability best practice session 29th Oct 2021 – Our topic is Vulnerability Policy – Book now

E_Create_1232025-02-21T09:36:24+00:00

Following the success of our recent Vulnerability focus events, we are pleased to announce the seventh of these FREE sessions for our clients. Our topic for this session is Vulnerability Policy Full details of the session is to follow...   Cost: Free (for Create Solutions clients) Time: To be confirmed Date: 29th October 2021 To book: please...

FCA warns insurance firms over product governance rules deadline

E_Create_1232025-02-21T09:36:24+00:00

FCA warns insurance firms over product governance rules deadline

Click the link below for further details: https://www.fca.org.uk/news/press-releases/fca-warns-insurance-firms-over-product-governance-rules-deadline