If you’re a CMC, this is a clear signal to act now.

We’re supporting firms to:

• Understand where they stand against FCA expectation
• Identify gaps, risks and opportunities

This review touches multiple areas – Governance and oversight SMFs, Compliance, Risk, Operations, Complaints and Marketing all need to be aligned.

For a no-obligation conversation email karen@createsolutions.co.uk or call the office on 0161 870 6637

Read the FCA publication here…