Compliance Academy: Making Compliant Sales

This session covers the various ICOBS requirements, the important concepts in Insurance Distribution, what to look for in creating or reviewing your Sales Process, and writing and checking your Financial Promotions. It also covers the practical application of the Consumer Duty: Consumer Understanding Outcome. 

We will look at where the FCA’s focus is, learn some lessons, and share best practice.

It is ideal for those who are new to the Compliance role or are wanting to refresh or increase their knowledge and understanding of this topic with the very latest information.