NEW! Non-Financial Misconduct: Session Three – for Senior Managers

Embedding Non-Financial Misconduct Requirements into Governance, Oversight and Day-to-Day Operations

Recap & Re-focus:

• This course is open to those who attended session Two, it will equally benefit those that didn’t. It is not a compulsory requirement to join this session.

Governance & Accountability: 

• Senior Manager Responsibilities  
• Oversight and Ownership
• On/Off duty

Fitness & Propriety:

• Practical implications
• Certification considerations 

Reporting & Case Handling:

• Reporting routes
• Escalation and Confidentiality 

Monitoring & Evidence:

• What firms should track
• Demonstrating compliance  

Delivered by: Penny Wardale FCIPD and Allison Belben

Dates: Session Three: 7th July 2026