Related Posts
“Do the right thing” – FCA publishes speech by Therese Chambers (Joint Executive Director of Enforcement and Market Oversight at the FCA)
Published 1st June 2023 Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight at the FCA, delivered at... read more
Karen takes to the sky for Charity!
On the 25th November 2023 in Yorkshire, our very own Karen Shenton will be taking to the sky on the... read more
FCA outlines where improvements are needed in ESG benchmarks
In September 2022, the FCA sent a portfolio letter to benchmark administrators where they highlighted the risk of poor disclosures... read more
FCA Business Plan 2021/22
FCA Business Plan 2021/22 https://www.fca.org.uk/publications/business-plans/2021-22 A number of topics are highlighted on the landing page: CEO message FCA change/transformation Consumer priorities enabling effective consumer investment decisions; ensuring... read more
Create Solutions webinar for the The Insurance Institute of Leeds & Harrogate: General insurance pricing practices market study – what you need to know
Today, Adrian Golifer presented a webinar for The Insurance Institute of Leeds. Harrogate Webinar: General insurance pricing practices market study –... read more
Extension of the Senior Managers & Certification Regime (SM&CR)
Implementation periods for solo-regulated firms Read article here https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms read more
FCA Regulatory Round Up
Please see below for the latest from the FCA: SM&CR regulatory references Regulatory references are central to the Senior Managers & Certification Regime (SM&CR).... read more
FCA to launch enhanced Financial Services Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register later this month (27... read more
Treating Vulnerable Customers Fairly
Today the FCA have published draft guidance to set out what firms should do to ensure vulnerable consumers are being... read more
FCA Press Release…
FCA seeks legal clarity on business interruption insurance alongside package of measures to help consumers and small businesses https://www.fca.org.uk/news/press-releases/fca-seeks-legal-clarity-business-interruption-insurance read more