Good governance in a compliance role is essential for following rules, managing risks, being transparent, behaving ethically, working efficiently, gaining stakeholder trust, and maintaining a good reputation.

In module 2, we will look at these factors together and focus on how a firm can run smoothly, ethically, and meet FCA expectations.

Learning objectives

• The role of the compliance officer
• Governance and oversight including controls within your organisation
• The importance of lines of defence
• The Key regulatory areas that firms need controls in place for
• Monitoring, auditing, important Management Information and data and outcomes testing

Cost: £300 plus vat per person.

To book: please email deborah@createsolutions.co.uk or phone the office on 0161 870 6637. Zoom details will be sent in advance.

For the full Brochure with more details, you can view by clicking the link here.

If you are interested in attending any of the other modules, then please email karen@createsolutions.co.uk or phone the office on 0161 870 6637 to discuss.