Compliance… What training have you had?

It’s been a challenging few years and the weight of regulation can be quite tiring and challenging. We may not be able to stop the waves of regulation but the Compliance Officer has their eyes and ears open all the time and can help navigate the firm through choppy waters and contribute to the success of the firm. Find out more below. 

£300.00 Plus Vat

Calling all those with a compliance role…

Now is your chance to get the training you deserve and your company needs you to have. Being in a compliance officer role you may wear many hats and get involved in so many projects. You may feel pulled from pillar to post or that you are spinning plates (sound familiar?).

It’s an exciting and responsible role. One which can make a massive difference to the success of the business and one where it can’t stand still.

We’ve had a challenging few years and the weight of regulation can be quite tiring and challenging. We may not be able to stop the waves of regulation but the Compliance Officer has their eyes and ears open all the time and can help navigate the firm through choppy waters and contribute to the success of the firm.

This session is for those who have a compliance/risk role but is also good for those who have an SMF function/directors of companies. By attending these sessions you will build your CPD and help be well equipped and in a stronger position.

During the session we will discuss and explore the following topics:

  • How the Compliance officer role is changing – Risks and Opportunities.
  • What should be in your compliance plan – What not to miss off it and why?
  • Consumer Duty – your role and where firms should be at.
  • The increased returns and regulatory reporting.
  • Delivering good outcomes to your customers – the answer is probably yes – but prove it?
  • Outcomes testing – What’s the FCA expect and how to do it.
  • Resilience – looking after yourself and other stakeholders.
  • FCA – The way the wind is blowing… Hot topics and noise in the industry that Compliance Officers should have on their radar.

The Create Solutions Compliance Academy is a series of modules that are designed to help increase knowledge, skills and understanding of the regulatory requirements but also how to practically apply the requirements on a day to day basis.

Attached is our Brochure with more details, alternatively you can view by clicking the link here. If you are interested in attending any of the other modules, then please email karen@createsolutions.co.uk or phone the office on 0161 870 6637 to discuss.

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