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FCA fine Charles Schwab over £8 million
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA read more
The FCA fines Barclays £26 million over treatment of customers in financial difficulty
Click the below link to read the complete article… FCA fines Barclays £26 million over treatment of customers in financial... read more
Speech by Jonathan Davidson of the FCA
Speech by Jonathan Davidson of the FCA “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic read more
Dear CEO letter-Business Interruption (BI) insurance
The FCA issued a Dear CEO letter-Business Interruption (BI) insurance following the high court case. For a copy please see... read more
Policy statement issued today by the FCA – General Insurance value measures reporting and publication
Click below for the full statement https://www.fca.org.uk/publication/policy/ps20-9.pdf read more
Business interruption case….
The High Court has today handed down its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case. See... read more
Treating Vulnerable Customers Fairly
Today the FCA have published draft guidance to set out what firms should do to ensure vulnerable consumers are... read more
The FCA replaces its existing register…
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register later this month (27... read more
Extension of the Senior Managers & Certification Regime (SM&CR)
Implementation periods for solo-regulated firms Read article here https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms read more
More guidance from the FCA
Today the FCA have published guidance on our framework to help financial services firms ensure they have adequate financial resources... read more