News
FCA publish a speech – Why Diversity and Inclusion are regulatory issues.
See link https://www.fca.org.uk/news/speeches/why-diversity-and-inclusion-are-regulatory-issues Create Solutions will be holding a webinar for our clients on this topic on the 14th May 2021 to help clients understand what they need to do. Details will be available shortly…
FCA publish information for firms on Coronavirus (Covid-19) response
FCA publish information for firms on Coronavirus (Covid-19) response
Click the link below for further details: https://www.fca.org.uk/coronavirus/information-firmsFCA launches pre-paid funeral plans consultation
FCA today launches pre-paid funeral plans consultation | FCA What firms must do to prepare All firms in this sector now need to consider how FCA regulation impacts their business and begin to make the necessary preparations. Over the coming months, the FCA will be providing a range of help and guidance...
Prepaid Funeral Plans are being regulated by the FCA.
The FCA consultation starts in Spring 2021 with the finalised rules said to be published later in 2021. For details of how we can help you with the FCA authorisation process please contact us for details. Regulating the funeral plans sector: what you need to know | FCA
Why the FCA cares about diversity and inclusion?
The FCA published this article on 28th Jan 2021. The FCA want a main stream diversity and inclusion into all of their regulatory processes. Read more on this subject here… https://www.fca.org.uk/news/speeches/diversity-inclusion-why-does-fca-care
FCA fine Charles Schwab over £8 million
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA
The FCA fines Barclays £26 million over treatment of customers in financial difficulty
Click the below link to read the complete article… FCA fines Barclays £26 million over treatment of customers in financial difficulty | FCA
Speech by Jonathan Davidson of the FCA
Speech by Jonathan Davidson of the FCA “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic
Dear CEO letter-Business Interruption (BI) insurance
The FCA issued a Dear CEO letter-Business Interruption (BI) insurance following the high court case. For a copy please see below link https://www.fca.org.uk/publication/correspondence/dear-ceo-letter-business-interruption-insurance.pdf