Shop - Client Money – Getting it right

This subject is relevant to all General insurance firms. During this important Bitesize session we will look at the following:

Including:

For those who do hold client money

This session deals primarily with information we receive from the FCA and the major auditing groups about common mistakes they have found.

• Requirement for Client Asset Audit
• What auditors are finding (and reporting to FCA … common breaches)
• What the FCA does with this information
• FCA areas of concern over firm breaches
• FCA concerns over auditing standards

Don’t hold client money

• For those who don’t hold client money: what you must know and do to stay safe
• This will be a short session explaining what you should have in place and what risks you run.

Who should attend

Those responsible for the financial management in a firm, or those they delegate it to.