Culture & Governance
Improving culture in financial services is a continuing priority for the FCA.
10Mar
Related Posts
05Nov
Speech by Jonathan Davidson of the FCA
Speech by Jonathan Davidson of the FCA “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic read more
21Apr
Firm censured and agrees to pay extended warranty insurance customers £399,902
Alsford Page and Gems Ltd View full details:- read more
02Jul
Extension of the Senior Managers & Certification Regime (SM&CR)
Implementation periods for solo-regulated firms Read article here https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms read more
17May
The FCA have set out plans for a new Consumer Duty
Click the link below for further details… https://www.fca.org.uk/publications/consultation-papers/cp21-13-new-consumer-duty read more
20Jul
Treating Vulnerable Customers Fairly
Today the FCA have published draft guidance to set out what firms should do to ensure vulnerable consumers are... read more
09Feb
Prepaid Funeral Plans are being regulated by the FCA.
The FCA consultation starts in Spring 2021 with the finalised rules said to be published later in 2021. For details... read more
02Mar
FCA launches pre-paid funeral plans consultation
FCA today launches pre-paid funeral plans consultation | FCA What firms must do to prepare All firms in this sector now... read more
17Nov
FCA update guidance on Coronavirus and work place arrangements.
See click the link below… https://www.fca.org.uk/news/statements/workplace-arrangements-work-related-travel read more
03Feb
Why the FCA cares about diversity and inclusion?
The FCA published this article on 28th Jan 2021. The FCA want a main stream diversity and inclusion into... read more
07Jan
FCA fine Charles Schwab over £8 million
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA read more