Please see below for the latest from the FCA:

SM&CR regulatory references

  on 24 March the FCA set out the points that you should consider regarding your firm's operational and cyber resilience... read more

Click the link below for further details… https://www.fca.org.uk/publications/consultation-papers/cp21-13-new-consumer-duty read more

Today the FCA have published draft guidance to set out what firms should do to ensure vulnerable consumers are... read more

World Friendship Day, also known as International Day of Friendship takes place on 30th July. The original idea for a... read more

During this 1-hour session participants will learn about the effects of stress, how to manage stress, the link between burnout... read more

Creation of a baseline financial resilience regulatory return

On the 15th October, we attended The Broker Investment Group Conference 2024, held at the Belfry Hotel. It was a fantastic... read more

To read the article and see the report please click here…. read more

The FCA plans to take another significant step in its work to combat illegal and non-compliant financial promotions. The proposals for... read more