07Jan
FCA fine Charles Schwab over £8 million
Click below for the full article….
FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA
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01Feb
FCA Regulatory Round Up
Please see below for the latest from the FCA:
SM&CR regulatory references
Regulatory references are central to the Senior Managers & Certification Regime (SM&CR).... read more
22Sep
Policy statement issued today by the FCA – General Insurance value measures reporting and publication
Click below for the full statement https://www.fca.org.uk/publication/policy/ps20-9.pdf read more
05Nov
Speech by Jonathan Davidson of the FCA
Speech by Jonathan Davidson of the FCA “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic read more
22Feb
FCA: Consumer Duty implementation: good practice and areas for improvement
The Consumer Duty came into force for open products and services on the 31st July 2023. The FCA welcomed the... read more
18Mar
FCA publish a speech – Why Diversity and Inclusion are regulatory issues.
See link https://www.fca.org.uk/news/speeches/why-diversity-and-inclusion-are-regulatory-issues Create Solutions will be holding a webinar for our clients on this topic on the 14th May... read more
02Mar
FCA launches pre-paid funeral plans consultation
FCA today launches pre-paid funeral plans consultation | FCA What firms must do to prepare All firms in this sector now... read more
21May
Run Adrian Run!
Congratulations to our very own Adrian Golifer who completed the McLarens... read more
02Feb
Random Act of Kindness Day (RAOK) 17th February 2022 – What will you do?
In our crazy, scheduled worlds, we rarely take the time to slow down and reflect on how fortunate we are…... read more
07May
FCA Press Release…
FCA seeks legal clarity on business interruption insurance alongside package of measures to help consumers and small businesses https://www.fca.org.uk/news/press-releases/fca-seeks-legal-clarity-business-interruption-insurance read more
09Feb
Random Act of Kindness (RAOK) Day on 17th February 2023
In our crazy, busy and scheduled worlds, we rarely take the time to slow down and reflect on how fortunate... read more
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