07Jan
FCA fine Charles Schwab over £8 million
Click below for the full article….
FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA
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10Jul
FCA publishes Annual Report and Accounts 2018/19
To read the article and see the report please click here…. read more
05Nov
Speech by Jonathan Davidson of the FCA
Speech by Jonathan Davidson of the FCA “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic read more
08Apr
FCA publishes its 2020/21 Business Plan
Our Business Plan sets out our main areas of focus for 2020/21. It outlines our priorities and describes our response... read more
13Oct
Book now 28th October 2021 Free Bitesize session- 10-11am
You may be familiar with the term Management Information (MI) and you may have heard that the FCA will be... read more
06Jul
FCA: Supporting Customers in Financial Difficulties
The FCA recently issued a policy statement 'Finalised insurance guidance on supporting customers in financial difficulty'. In January 2023, the FCA... read more
21Mar
Winging it! One month to go: 26th April
Next month, our very own Karen Shenton will be taking part in a Wing Walk. She will be taking to... read more
30Mar
FCA outlines where improvements are needed in ESG benchmarks
In September 2022, the FCA sent a portfolio letter to benchmark administrators where they highlighted... read more
13Apr
Cybercrime 2022
We are bringing this important free Bitesize session to our clients on the topic of Cyber Crime. Against a backdrop of... read more
22Apr
FCA have introduced changes for firms regulatory reporting
FCA have introduced changes for firms regulatory reporting
Click the link below for further details: https://www.fca.org.uk/firms/regulatory-reporting/changes-regulatory-reporting-during-coronavirus read more
21Apr
Firm censured and agrees to pay extended warranty insurance customers £399,902
Alsford Page and Gems Ltd View full details:- read more