The FCA consultation starts in Spring 2021 with the finalised rules said to be published later in 2021.
For details of how we can help you with the FCA authorisation process please contact us for details.
Regulating the funeral plans sector: what you need to know | FCA
You may be familiar with the term Management Information (MI) and you may have heard that the FCA will be... read more
Businesses required to prove they are carrying out the regulated activities they are permitted to or face losing this... read more
On 22 February the UK announced a tranche of sanctions on Russia and further measures were announced on 24 February. ... read more
Under the Consumer Duty, firms should act to deliver good outcomes for all customers, including those with characteristics of vulnerability. The... read more
Published 7th December 2021. New plans from the Financial Conduct Authority will ensure a higher and more consistent standard of... read more
Ideal for those who have not had any formal training in this area, or as a refresher. Some firms may... read more
Firms must regularly monitor the outcomes retail customers receive to identify whether they are meeting their obligations under the Consumer... read more
