The FCA consultation starts in Spring 2021 with the finalised rules said to be published later in 2021.
For details of how we can help you with the FCA authorisation process please contact us for details.
Regulating the funeral plans sector: what you need to know | FCA
Businesses required to prove they are carrying out the regulated activities they are permitted to or face losing this... read more
Published 1st June 2023 Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight at the FCA, delivered at... read more
Under the Consumer Duty, firms should act to deliver good outcomes for all customers, including those with characteristics of vulnerability. The... read more
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA read more
During this 1-hour session participants will learn about the effects of stress, how to manage stress, the link between burnout... read more
Today, Adrian Golifer presented a webinar for The Insurance Institute of Leeds.
Our very own Adrian Golifer features in the recent Chartered Insurance Institute's June/July Journal. Along with Mark Wells (Co-Chair, LINK... read more
The FCA has published their policy statement on Improving the AR Regime (PS22/11) giving firms a 4 month window to... read more
The FCA recently issued a policy statement 'Finalised insurance guidance on supporting customers in financial difficulty'. In January 2023, the FCA... read more
