It is imperative that Individuals or Companies that wish to acquire or increase control in a firm that we regulate must seek our prior approval. If you need help with this, please contact Tracy or Eilis.
The past few years has certainly focussed our minds on those in society that are vulnerable and how we can... read more
Active listening is one of the most useful tools to use especially in challenging conversations. In this presentation we will... read more
In September 2022, the FCA sent a portfolio letter to benchmark administrators where they highlighted... read more
The FCA has initiated a market study to evaluate the effectiveness of distributing pure protection insurance products, which provide financial... read more
Our very own Adrian Golifer features in the recent Chartered Insurance Institute's June/July Journal. Along with Mark Wells (Co-Chair, LINK... read more
29th March 2022 10-11am - 1 Hour Booster Session It is two years since the emergency shook up our traditional... read more
Today the FCA have published draft guidance to set out what firms should do to ensure vulnerable consumers are... read more
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA read more
