It is imperative that Individuals or Companies that wish to acquire or increase control in a firm that we regulate must seek our prior approval. If you need help with this, please contact Tracy or Eilis.
In our crazy, scheduled worlds, we rarely take the time to slow down and reflect on how fortunate we are…... read more
Implementation periods for solo-regulated firms Read article here https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms read more
Ideal for those who have not had any formal training in this area, or as a refresher. Some firms may... read more
Click below for the full statement https://www.fca.org.uk/publication/policy/ps20-9.pdf read more
This webinar This webinar, delivered by Alan Chandler, one of the most popular presenters in the UK, will provide a plain... read more
As firms continue to get ready for the implementation of the Consumer Duty, the FCA is supporting firms through the... read more
You may be familiar with the term Management Information (MI) and you may have heard that the FCA will be... read more
4th May FCA press release - FCA confirms measures to help insurance customers who may be suffering financial difficulties as a... read more
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